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Weekday news and analysis for retirement plan advisers
Wednesday, November 22, 2023
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Infosys Ransomware Attack Affecting Nonqual Plans Nearing Fix
PAPS - Infosys Ransomware Fixed
Account holder plans may be nearing reactivation, but are still on hold through at least November 27, according to a letter to benefit providers.
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Money May Buy Happiness After All, Empower Survey Shows
Of Americans surveyed in an August poll, almost 60% said money buys happiness, at least in part, as it gives them the option to retire with dignity.
Today’s Most Read
1. JPMorgan Faces 401(k) Forfeiture Lawsuit
2. Trump Names Acting Secretary for Department of Labor
3. TIAA and Nuveen's Target-Date Annuity Strategies Reach 1 Million Accounts
Wealth Manager Fined More Than $800,000 for Reg BI Violations
Of their advisers, 2 were also fined and 1 suspended for 6 months for account churning and excessive trading.
Adviser Talks: Kenneth Catanella On Financial Wellness
The UBS managing director explains why financial wellness for participants is much more than “a nice to have benefit."
The Talent Pipeline
A PLANADVISER expert roundtable considers how to cultivate a new generation of advisers.
Please note that there will be no PLANADVISERdash Thursday or Friday of this week. We’ll be back on Monday!
Market Mirror Market Mirror Graph

Tuesday, the Dow fell 62.75 points (0.18%) to close at 35,088.29, the Nasdaq fell 84.55 points (0.59%) to close at 14,199.98 and the S&P 500 fell 9.19 points (0.20%) to close at 4,538.19. The Russell 2000 lost 23.82 points (1.32%) to close at 1,783.26, and the FT Wilshire 5000 Index lost 132.79 points (0.29%) to close at 45,510.18.

The 10-year Treasury note increased 1/32, bringing the yield to 4.402%. The 30-year Treasury bond increased 25/32, bringing the yield to 4.553%. 

Industry Intel Roundup Featured Webinars
PLANADVISER is pleased to present the next edition of our Industry Intelligence roundup. This week, we are featuring webinars sponsored by or featuring experts in the industry. The content was created to supply actionable insights to retirement plan advisers regarding client service and practice management.
March 12, 2025
Understanding Adviser Value
We’ll present findings from the 2024 PLANADVISER Adviser Value Survey, highlighting key metrics that illustrate plan advisers’ impact on plan design and governance and what plan sponsors identify as the benefits of partnering with a retirement plan adviser. Listen as some of the top advisers discuss services they provide and strategies for showcasing adviser value to both current and prospective clients.
June 11, 2025
Retirement Plan Advisers of the Year in Conversation
2025 Retirement Plan Adviser of the Year finalists and winners will talk about retirement plan sponsor and participant service, improving retirement plan access, mentoring and promoting equity in the adviser industry. Join us with your questions.
September 10, 2025
Retirement Income
Experts will share data about retirement income solutions for employer-sponsored defined contribution plans and discuss what is still needed to meet the needs of plan sponsors and participants. Hear how retirement income solutions have evolved and bring your questions.
December 10, 2025
Year in Review
Some of the top advisers of 2025 discuss their successes and challenges during the year. They’ll share their thoughts on changes in the retirement plan industry and what they’ve learned that could be helpful in the year ahead.
December 18, 2024
Year in Review
Join PLANADVISER to hear from some of the top advisers of 2024 about the year that was. What did these advisers do that worked well? What projects fell on their face? What learnings will they take into the year ahead? Join us with your questions—and anecdotes—from a year in plan advising.
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