Weekday news and analysis for retirement plan advisers

Wednesday, November 20, 2024 Exclusives | Awards | Research | Events

Client Service Principal Launches Workplace Personal Investing Program for Mass Affluent The adviser solutions program started in Q3; meanwhile, the firm’s asset management arm will release its first passive TDF in 2025. News Feed Quick Links Deals & People Practice Management Products Client Service Data & Research Investing Compliance

Correcting 401(k) Auto-Enrollment Failures ERISA experts Fred Reish and Joan Neri answer a question about addressing a plan sponsor client’s error in implementing automatic enrollment.

Today’s Most Read 1. Nearly Half of Retirees Have No Formal Decumulation Strategy 2. Firefighter Pension Complaint Alleges Insider Trading by United Health Execs, Including Slain CEO 3. 401(k)s and the Courts in 2025

ICI Calls On SEC to Reassess Regulatory Agenda Amid Presidential Transition The investment industry association’s letter highlighted key issues impacting investment advisers and investors.

Capital One Facing 401(k) Plan Forfeiture Suit Capital One Financial Corp. and its board of directors are facing a lawsuit over the usage of 401(k) plan forfeitures, joining a list of more than 20 companies that have faced similar complaints.

Tracking the Evolution of PEPs Pooled employer plans have gained traction in their nearly four years of existence, and their use cases are evolving beyond an initial target of small plan startups.

Industry Intel Roundup Featured Thought Leadership PLANADVISER is pleased to present the next edition of our Industry Intelligence roundup. This week, we are featuring thought leadership sponsored by or featuring experts in the industry. The content was created to supply actionable insights to retirement plan advisers regarding client service and practice management. Retirement Experts: A Better Way To Crack the Retirement Income Nut. Guaranteed income sources can help retirees maximize Social Security benefits.

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