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Weekday news and analysis for retirement plan advisers
Wednesday, November 17, 2021
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COMPLIANCE
SEC Actions Underscore Adviser Risks, Responsibilities
The securities market regulator is keeping a close eye on registered investment advisers, especially when it comes to their provision of digital advisory services and the accurate assessment of fees and expenses.
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Compliance
Defendants in Outdated Mortality Table Suit Agree to Benefit Recalculations
The suit against fiduciaries of a Huntington Ingalls Industries pension plan has reached a settlement that includes a $2.8 million payment.
Today’s Most Read
1. The 2022 Retirement Landscape Takes Shape
2. Employees Favor Retirement Plans That Substitute Annuities for Bonds
3. Asset Managers Weigh In on DC Plan Investment Trends
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Retirement. Meet Your Match.
Get to know T. Rowe Price’s full suite of Target Date Solutions. Help your clients retire their way.
Protecting Elderly Clients From Financial Abuse
Sources offer lessons learned from thousands of potential elder abuse investigations, highlighting red flags and revealing the harm that can befall clients; for example, those victimized by a loved one lose nearly three times as much on average to fraud or theft as those victimized by a stranger.
ESG’s Growing Influence on Proxy Voting
Due to regulatory changes and market demand, proxy voting is about to be more influenced by environmental, social and governance approaches. For plan advisers, this change could open additional client service opportunities.
Sponsored by T. Rowe Price
Get to know our suite of Target Date Solutions.
Designed for a range of retirement plans because unique clients have unique goals. Retirement. Meet your match.
Both PBGC Insurance Programs Report Positive Financial Positions
The agency says the net positive position for its multiemployer plan program is thanks to the American Rescue Plan Act (ARPA).
Transamerica and Fidelity Partnerships Show Focus on Collective Plans
Transamerica is collaborating with FuturePlan by Ascensus on a new group plan solution, while Fidelity and Paylocity are partnering to enhance the Fidelity Advantage 401(k) pooled employer plan.
John Hancock Retirement Introduces Signature Fiduciary Connect
The service model that offers fiduciary, administrative and investment management help is available to plan sponsors, TPAs and retirement plan advisers to assist with designing and managing a 401(k) plan.
Market Mirror Market Mirror Graph

Tuesday, the Dow was up 54.77 points (0.15%) at 36,142.22, the Nasdaq climbed 120.01 points (0.76%) to 15,973.86, and the S&P 500 closed 18.10 points (0.39%) higher at 4,700.90. The Russell 2000 increased 4.09 points (0.17%) to 2,405.02, and the Wilshire 5000 gained 203.56 points (0.42%) to finish at 48,886.59.

The price of the 10-year Treasury note was down 2/32, increasing its yield to 1.643%. The price of the 30-year Treasury bond decreased 30/32, bringing its yield up to 2.034%.

Industry Intel Roundup
Featured White Paper
PLANADVISER is pleased to present the next edition of our Industry Intelligence roundup. This week, we are featuring white papers offering key insights and analysis about the industry. The content was created to educate, inform and offer ideas for plan sponsors regarding plan design, investing, administration and compliance.
Sponsored by PGIM Investments
The Myth About Target Date Fund Participant Inertia
Are target date fund participants truly inactive, even during market volatility?
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