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Weekday news and analysis for retirement plan advisers
Friday, May 27, 2022
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SEC Votes to Propose Updated Fund Name Rules, ESG Disclosures for RIAs
Wednesday was a busy day for the U.S. Securities and Exchange Commission, which voted to propose two separate regulations that will impact investment managers and registered investment advisers—and which sources say are likely to generate substantial public comment and debate.
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SEC Names Director of Division of Examinations
Leaders at the SEC say the role of the examinations program is critical for capital markets to function well and keep the public’s trust.
Today’s Most Read
1. Barnabas Health Latest to Settle ERISA Suit
2. The Role of the 401(k) in Today’s Tight Labor Market
3. Excessive Fee ERISA Complaint Targets Cook Group
Empower Partners with Rockefeller Capital on 3(38) Service
Plan sponsors and plan fiduciaries that use the service would add an extra layer of fiduciary protection, with Rockefeller serving as an ERISA 3(38) investment manager.
Retirement Prospects in the US: ‘Not Great, Not Bad’
Among U.S. workers who have already retired, just 3% describe their situation as ‘living the dream,’ while 37% say they are comfortable.
Insurance Executives on the Evolving Retirement Landscape
Leaders at CUNA Mutual Group and Allianz Life speak about the prospects for legislative and regulatory progress in 2022, especially when it comes to the broader distribution of annuity products to retirement plan investors.
Market Mirror Market Mirror Graph

Wednesday, the Dow increased 191.66 points (0.60%) to 32,120.28, the Nasdaq gained 170.29 points (1.51%) to close at 11,434.74, and the S&P increased 37.25 points (0.95%) to 3,978.73. The Russell 2000 gained 34.34 points (1.95%) to 1,799.16, and the Wilshire 5000 was up 480.11 points (1.23%) to 39,515.33. 

The price of the 10-year Treasury note was virtually unchanged with its yield at 2.757%. The price of the 30-year Treasury bond was down 1/32 raising its yield to 2.975%.

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