| Make the Most of FINRA’s 529 Share Class Disclosure Initiative |
| FINRA is encouraging firms to undertake a qualitative review of their supervisory practices ranging back to 2013—not a full quantitative analysis of individual 529 plan transactions or recommendations.
Read more > |
|
| Investment Adviser Ordered to Pay $1.6M Restitution to Pension Plan |
| The Department of Labor’s Employee Benefits Security Administration determined he defrauded $2 million from the Rehabilitation Center for Children & Adults Inc. Pension Trust
Read more > |
|
| Stretching the Match May Produce Unintended Consequences for NHCEs |
| A Vanguard study focusing on non-highly compensated employee (NHCE) behavior finds higher match thresholds are typically associated with lower plan participation and lower employee contribution rates.
Read more > |
|
| Colonial Life and FutureFuel Create Student Loan Repayment Solution |
| The firms say strong demand among employers and employees for student loan repayment support solutions made their new partnership “an easy decision.”
Read more > |
|
