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March 5th, 2021 |
 | Reading Into the SEC’s 2021 Enforcement PrioritiesThe ongoing implementation of Regulation Best Interest gets top billing in the SEC’s recently published 2021 examination priorities list, though recent evidence suggests the regulator’s focus on share class disclosures remains a chief concern.
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2021 PLANSPONSOR Plan Adviser of the Year Nominations Open | Nominations for the 2021 PLANSPONSOR Retirement Plan Adviser of the Year awards may be made by plan sponsor clients, employers, brokers/dealers of eligible advisers, as well as from working partners of these advisers.
Read more > | | Investment Product and Service Launches | Northern Trust partners with Two Sigma; Lockton and Morningstar team up to offer adviser managed accounts; and firms launch TDFs with guaranteed income.
Read more > | | Market Mirror | Thursday, the Dow lost 345.95 points (1.11%) to finish at 30,924.14, the Nasdaq closed 274.28 points (2.11%) lower at 12,723.47, and the S&P 500 decreased 51.25 points (1.34%) to 3,768.47. The Russell 2000 fell 60.87 points (2.76%) to 2,146.92, and the Wilshire 5000 plunged 654.49 points (1.62%) to 39,842.43.
The price of the 10-year Treasury note was down 6/32, increasing its yield to 1.548%. The price of the 30-year Tr
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