Weekday news and analysis for retirement plan advisers

Monday, March 18, 2024 Exclusives | Awards | Research | Events

Compliance FINRA’s Top Enforcement Issues of 2023 Regulation Best Interest makes the top five, according to Eversheds Sutherland LLP. News Feed Quick Links Deals & People Practice Management Products Client Service Data & Research Investing Compliance

Biden’s Budget Would Compel Distributions From Retirement Accounts Over $10M The proposal would add to a plan to prohibit backdoor Roth conversions.

Today’s Most Read 1. Nearly Half of Retirees Have No Formal Decumulation Strategy 2. Firefighter Pension Complaint Alleges Insider Trading by United Health Execs, Including Slain CEO 3. 401(k)s and the Courts in 2025

Retirement Industry People Moves – 3/15/24 Definiti appoints Andreski CEO, adds sales and ERISA leadership; Morgan Stanley taps AI division head; MFS Names Alison O’Neill as CIO; and more.

Mercer Completes Acquisition of Vanguard’s Outsourced Investment Officer Business Marc Cordover, Mercer’s US investments and retirement leader, will lead the newly acquired division.

401(k) World: The Litigators The final story in this quarter’s PLANADVISER In-Depth series considers 401(k) litigation’s present and future.

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