Planadviser Logo
Weekday news and analysis for retirement plan advisers
Wednesday, March 15, 2023
Exclusives | Awards | Research | Events
Compliance
Complying With SEC Marketing Rule: Don’t Say What You Can’t Prove
PA-03142023-Compliance-with-the-SEC-marketing-Rule-923006742-web
CSEC officials and compliance experts say that proving statements of fact should be at the top of advisers’ to-do list under the SEC's new marketing rule.
News Feed Quick Links
Deals & People
Practice Management
Products
Client Service
Data & Research
Investing
Compliance
DCIIA Courting Retail Investment Advisers
The well-known industry association opens its umbrella in yet another sign of retirement and wealth advisement drawing closer.
Today’s Most Read
1. 2023 PLANADVISER Top Retirement Plan Advisers
2. 2023 PLANADVISER Top Retirement Plan Advisers
3. Why 529 Education Savings Plans Are More Valuable Than Ever
Human Interest Targeting 401(k)s for Hourly Workers
The low-fee, BlackRock-backed provider sees a retirement savings gap affecting workers in service industries.
Inching Forward
Managed accounts remain a rare QDIA.
Join Us Today: SECURE 2.0 and Financial Wellness Benefits
Join PLANADVISER and PLANSPONSOR for an expert discussion on March 15, 2pm ET, as we review SECURE 2.0 provisions related to employee financial wellness, ways plan sponsors can implement new benefits, and how advisers can help them.
Market Mirror Market Mirror Graph

Tuesday, the Dow gained 336.26 points (1.06%) to close at 32,155.40, the Nasdaq gained 239.31 points (2.14%) to close at 11,428.15 and the S&P 500 gained 64.80 points (1.68%) to close at 3,920.56. The Russell 2000 increased 32.59 points (1.87%) to close at 1,776.89 and the Wilshire 5000 increased 643.28 points (1.68%) to close at 38,908.02.

The price of the 10-year Treasury note decreased 31/32, bringing the yield to 3.690%. The price of the 30-year Treasury bond fell 1 28/32, bringing the yield to 3.807%.

Did someone forward you this newsletter?
Sign up here to get PLANADVISER Dash directly in your mailbox!
rss icon twitter icon linkedin-in icon facebook icon
ISS MEDIA logo
Unsubscribe | Manage Subscriptions | Contact Us | Privacy Policy | Advertise
©2021 Asset International, Inc. All rights reserved.
702 King Farm Boulevard, Suite 400, Rockville, MD 20850