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Weekday news and analysis for retirement plan advisers
Thursday, July 07, 2022
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COMPLIANCE
An SEC Update: Marketing Rule Implementation and Reg BI Enforcement
One expert attorney says the SEC’s recent charges against a brokerage firm demonstrate the potency of Regulation Best Interest’s ‘compliance obligation,’ and he warns that registered advisers must prepare now for active enforcement of the newly updated marketing rules.
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PBGC Issues Final Rule for Stressed Union Pension Payments
To date, the Pension Benefit Guaranty Corporation’s multiemployer pension support program has operated on an interim rule and has protected nearly 130,000 individuals’ pension benefits across some 560 businesses.
Today’s Most Read
1. The New Vesting Schedule Debate
2. The Most ‘Outrageous’ ERISA Complaints Yet Filed?
3. Why Are Financial Services Firms Looking to Wealth Management Leaders?
Morgan Stanley Partnership Expands Access to Employee Stock Purchase Plans
A new collaboration with Carver Edison will provide Morgan Stanley at Work clients with technology to simplify and streamline the administrative work required to manage employee stock purchase plans. 
A Capitol Hill Update With SSGA’s Melissa Kahn
The leader of State Street Global Advisors’ public policy work says there is significant momentum building in Congress behind another ambitious package of retirement reforms.
How ESG Investing Is Regulated Globally: Rules vs. Principles
A major new report published by ISS ESG suggests regulation remains a major driver of the growth of responsible investment around the world, although it is important that governments are not so prescriptive as to stifle innovation.
Market Mirror Market Mirror Graph

Wednesday, the Dow increased 69.86 points (0.23%) to 31,037.68, the Nasdaq gained 39.61 points (0.35%) to 11,361.85 and the S&P 500 climbed 13.69 points (0.36%) to close at 3,845.08. The Russell 2000 slipped 13.78 points (0.79%) to 1,727.55 and the Wilshire 5000 extended 52.88 points (0.14%) to 38,220.61.

The price of the 10-year Treasury note decreased 1 1/32 increasing its yield to 2.932%. The price of the 30-year Treasury bond was down 1 8/32 increasing its yield to 3.134%.

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