Newsdash Insight on Plan Design & Investment Strategy from PLANSPONSOR
July 29th, 2020

Why to Consider Minority Stake PE Investments

Minority stake investments made by private equity firms are common in some industries. Might the registered investment adviser space be next? Read more >
Appeals Court Hands Wells Fargo Another Win in Stock Drop Case
The case represents yet another example of ‘stock drop’ litigation that has failed to make it beyond the pleading stage after the influential Supreme Court ruling in a case known as Dudenheoffer. Read more >
SEC Charges VALIC Financial Advisors With Deceptive Sales Practics
The Securities and Exchange Commission has charged Houston-based VALIC Financial Advisors Inc. in a pair of actions for failing to disclose to teachers and other investors practices that generated millions of dollars in fees and other financial benefits for VFA. Read more >
T. Rowe Price: 401(k) Participation Nears 80%
What is particularly encouraging is that 37% of plans on T. Rowe Price’s platform automatically enroll their participants at a 6% or higher deferral rate. Read more >