| Appeals Court Hands Wells Fargo Another Win in Stock Drop Case |
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The case represents yet another example of ‘stock drop’ litigation that has failed to make it beyond the pleading stage after the influential Supreme Court ruling in a case known as Dudenheoffer.
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| SEC Charges VALIC Financial Advisors With Deceptive Sales Practics |
| The Securities and Exchange Commission has charged Houston-based VALIC Financial Advisors Inc. in a pair of actions for failing to disclose to teachers and other investors practices that generated millions of dollars in fees and other financial benefits for VFA.
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| T. Rowe Price: 401(k) Participation Nears 80% |
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What is particularly encouraging is that 37% of plans on T. Rowe Price’s platform automatically enroll their participants at a 6% or higher deferral rate.
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