Weekday news and analysis for retirement plan advisers
Friday, January 31, 2025
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FINRA Flags Shortcomings in Firms’ Anti-Money Laundering Efforts
The Financial Industry Regulatory Authority
’s latest report offer
ed
advisers
best practices for strengthening
their
compliance
with
security
regulation
s
.
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Product and Service Launches – 1/29/25
Pontera, Orion announce new integration; PEO Partners, AlphaQuest launch actively managed ETF; Sycamore introduces surveillance platform for broker/dealers.
Today’s Most Read
1.
Answering Questions About SECURE 2.0 Catch-Up Provisions
2.
Income Target-Funds Reach $22B in Assets in 2024
3.
DC Retirement Plan Balances and Contributions Rising, Fidelity Reports
Southwest Airlines Faces Lawsuit Over ‘Chronically Underperforming’ 401(k) Funds
Participants allege that the airline
failed to
remove a large-cap growth investment
option
after ‘15 years of underperformance.’
TRENDING: Holistic Planning is Key to Navigating Retirement Income Challenges
An Ameriprise Financial executive discusse
s
how to navigate the shift from saving
for retirement
to managing distributions.
TDFs With Annuity Options Set to Proliferate
2025 will likely see new entrants offering hybrid annuity TDFs, while existing players will announce more recordkeeper partnerships and asset allocation updates.
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