Weekday news and analysis for retirement plan advisers
Thursday, January 18, 2024
Exclusives
|
Awards
|
Research
|
Events
Data & Research
Advisers’ Value to Clients, by the Numbers
PLANADVISER and PLANSPONSOR research highlights what the relationship between plan advisers and plan sponsors can bring.
News Feed Quick Links
Deals & People
Practice Management
Products
Client Service
Data & Research
Investing
Compliance
Advisers Prioritizing Roth Provisions From SECURE 2.0
According to Escalent research, advisers are more likely to focus on immediate or traditional plan provisions with sponsors.
Today’s Most Read
1.
Nearly Half of Retirees Have No Formal Decumulation Strategy
2.
Firefighter Pension Complaint Alleges Insider Trading by United Health Execs, Including Slain CEO
3.
401(k)s and the Courts in 2025
SEC Imposes $18M Fine on JP Morgan for Whistleblower Violations
According to the regulator’s order, the company’s securities division required clients to sign non-disclosure agreements barring them from reporting potential wrongdoing to the SEC.
ASA Calls on Congress to Name DOL Employees Involved With Fiduciary Proposal
The American Securities Association asked Congress in a letter to identify DOL staff involved in the fiduciary proposal and to consider recusing them from its finalization, a request that drew condemnation from a former DOL Assistant Secretary.
Institutional Assets Held Only Slight Edge On Retail in 2023
Institutional asset channels hits $30.9 trillion in 2023 as compared to $30 trillion for U.S. retail clients, according to a new Cerulli report.
Unsubscribe
|
Manage Subscriptions
|
Contact Us
Copyright ©2024 Asset International, Inc. All rights reserved.
No reproduction without prior authorization.
Modern Slavery Statement 2022
|
Do Not Sell My Personal Information
|
Privacy (including cookies), Social Media & Legal
702 King Farm Boulevard, Suite 300, Rockville, MD 20850
