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Wednesday, January 12, 2022
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Future Faces
It is crucial for a well-run advisory business to have a succession strategy, and the pandemic has made that clear, says Wendy Leung, senior consultant at Diamond Consultants, a recruiting and business consulting firm for financial advisers, in Morristown, New Jersey. 
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Retirement Plan Advisers Might Help Lessen ERISA Lawsuits by Adding Defensive Provisions
Advisers can assist plan sponsors with mitigating and preventing claims for benefits and other Employee Retirement Income Security Act claims.
Today’s Most Read
1. Victory to Acquire Amundi’s $104B U.S. Division
2. Small Plan Growing Pains
3. Ascensus to Acquire Vanguard’s Individual 401(k) Business
Cash-Out Concerns Ahead of Tax Season
Workers in the U.S. still have plenty of time to file their 2021 taxes with the IRS, but advisers can take steps now to remind their clients of the potentially disastrous consequences of early retirement plan cash-outs.
‘Window’ of Opportunity
Brokerage accounts open up possibilities for service—but also for PTs.
Long-Term Care
27% of retirees cannot afford minimal expenses.
Judge Dismisses Most Claims in Intel ERISA Lawsuit
The new ruling, filed in favor of the defendants, is just the latest action in what has been a long-running series of complaints and cross motions involving Intel’s retirement plan.
Market Mirror Market Mirror Graph

Tuesday, the Dow was up 183.15 points (0.51%) at 36,252.02, the Nasdaq climbed 210.62 points (1.41%) to 15,153.45, and the S&P 500 increased 42.78 points (0.92%) to 4,713.07. The Russell 2000 closed 22.85 points (1.05%) higher at 2,194.00, and the Wilshire 5000 gained 507.02 points (1.07%) to finish at 47,750.83.

The price of the 10-year Treasury note was up 2/32, decreasing its yield to 1.746%. The price of the 30-year Treasury bond increased 4/32, bringing its yield down to 2.075%.
Industry Intel Roundup
Featured Thought Leadership
PLANADVISER is pleased to present the next edition of our Industry Intelligence roundup. This week, we are featuring thought leadership sponsored by or featuring experts in the industry. The content was created to supply actionable insights to retirement plan advisers regarding client service and practice management.
Keep up to date with PLANADVISER’s Industry Intelligence
Stay ahead of industry news and trends by checking this page regularly for the latest sponsored thought leadership.
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