Newsdash Insight on Plan Design & Investment Strategy from PLANSPONSOR
February 1st, 2021

DOL Q&A: What’s Next with ESG, Fiduciary and Proxy Regs?

The path ahead is clearer for insurance producers and fiduciary investment advisers compared with the potential ambiguities facing broker/dealers, says Eversheds Partner Carol McClarnon. Read more >
Value Judgment
How to best assess an advisory firm’s worth for a merger or an acquisition Read more >
Frame of Reference
Boosting your industry acumen with the help of peers   Read more >
Retirement Industry People Moves
OneDigital Investment Advisors expands to NQDC market; PWA Joins CAPTRUST; Mutual of Omaha Retirement Services Adds to Sales Team; and more. Read more >
TIAA Faces New Managed Account Rollover Complaint Months After Settling SEC Charges
Plaintiffs Claim Deloitte Breached ERISA Prudence Duties
DOL Announces Anticipated ESG Fiduciary Investing Rule
Only 31% of Hispanic Workers Participate in a Workplace Retirement Plan
A Year of Disruption Spotlights Tech, Cybersecurity
The DOL’s Latest Proposed PTE
How advisers who only do rollovers would avoid prohibited transactions. Read more >
Are You a QPAM?
The nuances of a qualified professional asset manager’s role. Read more >
Market Mirror
Friday, the Dow fell 620.74 points (2.03%) to 29,982.62, the NASDAQ lost 266.46 points (2.00%) to finish at 13,070.70, and the S&P 500 closed 73.14 points (1.93%) lower at 3,714.24. The Russell 2000 was down 32.97 points (1.56%) at 2,073.64, and the Wilshire 5000 decreased 730.89 points (1.82%) to 39,396.17.   The price of the 10-year Treasury note was down 2/32, increasing its yield to 1.076%. The price of the 30-year Treasury bond decreased 7/32, bringing its yield up to 1.835%.   For the week ending January 29, the Dow was down 3.27%, the NASDAQ lost 3.49%, and the S&P 500 decreased 3.31%. The Russell 2000 fell 4.39%, and the Wilshire 5000 finished 3.40% lower.
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