Weekday news and analysis for retirement plan advisers

Tuesday, December 10, 2024 Exclusives | Awards | Research | Events

Deals & People Vanguard Plans $900B Advice and Wealth Management Division The new division will be headed by a former Fidelity executive and be separate from Vanguard’s Personal Investor segment. News Feed Quick Links Deals & People Practice Management Products Client Service Data & Research Investing Compliance

LPL Settles With Ex-CEO Arnold for $12M in Stock Options The settlement, reached a little more than two months after he was fired, was about 15% of the total he was entitled to had he been terminated ‘without cause.’

Today’s Most Read 1. 401(k) Excessive Fee Litigation Spiked to ‘Near Record Pace’ in ’24 2. Transamerica Introduces New Logo 3. John Hancock Retirement Announces Partnership With Vestwell

DC Advisers Interested in Retirement Income Solutions, but Still Hesitant Systematic withdrawals are still more commonly recommended than in-plan annuities, but that may shift in coming years, according to researchers from Escalent’s Cogent Syndicated.

Advisory M&A News – 12/9/24 Mariner completes acquisitions of Atlas Financial and Newport Advisory; Alera Group acquires Spike Risk Management; Mercer Advisors welcomes all-woman advisory team Frango Financial; and more.

Hub Projects Compliance, Due Diligence, Well-Being Will Be Essential to Plan Success in 2025 The employee benefits provider’s annual outlook also anticipates active and passive investment ‘mirroring’ in plans to mitigate risk.

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