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Weekday news and analysis for retirement plan advisers
Tuesday, August 31, 2021
Exclusives | Awards | Research | Events
COMPLIANCE
Consumer Protection Motivates Barbara Roper’s Move to SEC
Roper heads to the SEC after a 35-year career at the Consumer Federation of America (CFA). In a statement to PLANADVISER, CFA Executive Director Jack Gillis says Roper has “likely been one of the most influential and effective protectors of the American investor in recent history.
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Chamber of Commerce Calls Out Flaws in Excessive Fee Suits
In a brief of amicus curiae filed in the suit against the Red Cross, the agency claims the suits are harming plan participants and asks the court to apply careful scrutiny in the case.
Today’s Most Read
1. Most Claims Move Forward in Suit Over Aon CITs in 401(k) Plan
2. Northern Trust Accused of Fiduciary Breaches Related to AutoZone 401(k)
3. New Bill Aims to Solve for the Retirement Plan Coverage Gap
A Q&A With QMA's David Blanchett
David Blanchett, QMA’s newest managing director and head of retirement research, talks about the evolving role of DC plans and workplace investing—including the interplay of target-date funds, personalization and managed accounts.
2021 PLANADVISER NATIONAL CONFERENCE
PANC 2021: Explore the Virtual Agenda

Topics include but are not limited to making sense of industry consolidation; addressing the evolving needs of plan sponsors/participants; preparing the next generation of diverse industry leaders; and tracking the latest litigation and legislation. Explore the full agenda and to sign up for this exclusive, timely and potentially provocative event. You won’t want to miss it!

Virtual Event
Sept. 27 – 30

‘Like’ Me
How to procure, and use, client endorsements to advertise your practice.
Transamerica Launches Exchange Platform Featuring UBS RPM
Transamerica's program will be offered exclusively through UBS Financial Advisors.
Market Mirror Market Mirror Graph

Monday, the Dow was down 55.96 points (0.16%) at 35,399.84, the Nasdaq gained 136.39 points (0.90%) to finish at 15,265.89, and the S&P 500 increased 19.42 points (0.43%) to 4,528.79. The Russell 2000 fell 11.16 points (0.49%) to 2,265.99, and the Wilshire 5000 gained 168.89 points (0.36%) higher at 47,046.79.

The price of the 10-year Treasury note was up 3/32, decreasing its yield to 1.278%. The price of the 30-year Treasury bond increased 27/32, bringing its yield down to 1.897%.

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