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Weekday news and analysis for retirement plan advisers
Tuesday, August 22, 2023
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Compliance
SEC Fines Fintech Advisory Titan in 1st Marketing Rule Charge
PA - 082123 - SEC Passes First Marketing Rule Notice
The regulator calls the charges a ‘warning’ to investment advisers about how they can market offerings.
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How Advisers Can Help Close Longevity Literacy Gap
Experts recommend providing appropriate interpretation and practical implications of longevity terminology.
Today’s Most Read
1. LPL’s Arnold Has Settlement Chance as Steinmeier Called Worthy Successor
2. Apollo, Athene Targeting DC In-Plan Annuity Market
3. TIAA Swept Up in Infosys Breach
Advisory M&A
Innovest adds Jansson as retirement plan consultant; Wealth Enhancements adds $341M First Capital Advisors; Latimer joins Steward Partners in Florida expansion push; and more.
Plan Adviser Industry Needs to Adapt to Get Younger, More Diverse
A panel of top advisers discusses how to shake up the typical hiring channels, and even how the industry is talked about, to cultivate the next generation. 
Book Now: PLANADVISER's National Conference, September 11-13
Join us at the 2023 PLANADVISER National Conference this September to network with peers and plan sponsors, hear from industry experts, and support junior staff members in becoming future retirement plan leaders. Sign up now!
Market Mirror Market Mirror Graph

Monday, the Dow fell 36.97 points (0.11%) to close at 34,463.69, the Nasdaq rose 206.81 points (1.56%) to close at 13,497.59 and the S&P 500 rose 30.06 points (0.69%) to close at 4,399.77. The Russell 2000 fell 3.41 points (0.18%) to close at 1,856.01 and the FT Wilshire 5000 Index rose 264.05 points (0.60%) to close at 44,338.91.

The price of the 10-year Treasury note fell 7/32, bringing the yield to 4.336%. The price of the 30-year Treasury bond fell 1 1/32, bringing the yield to 4.448%.

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