December 3rd, 2019

Can Dual-Registered Firms Provide More Than One SEC Form CRS? The SEC tackles this question and others in a new FAQ publication about the Regulation Best Interest rulemaking package, as does Morningstar in a new paper that examines the regulation’s impact on specific business models. Read more > 1st Circuit Reverses Union Pension Liability Decision As the appellate decision explains, ownership percentages are less important than organizations’ operating structures when determining withdrawal liability from a multiemployer union pension. Read more > The Positive Impact of Claiming Social Security Later The Center for Retirement Research says the reduction for claiming early is currently too large while the increase for claiming late is about right. Read more > MOST READ ARTICLES 1 2023 Retirement Plan Adviser of the Year Finalists 2 A Reminder to Avoid Fraudulent Hardship Withdrawals 3 With SECURE 2.0, the Cash Balance DB Plan May Be Back 4 Small Businesses and SECURE 2.0: Exemptions and Tax Credits 5 Retirement Industry People Moves

Sponsored message from T. Rowe Price What DC Plan Sponsors Prefer Retiring Participants Do and Why It Matters. Click to find out more about post retirement thinking. Read more > Software Introduced to Attract High-Net-Worth Individuals, Small Business Owners The software is being offered to financial professionals in three different membership tiers. Read more > Sponsored message from CUNA Mutual Retirement Solutions Millennial Myths & Realities Strategies for Strengthening and Expanding Client Relationships Read more > ShareBuilder 401(k) Waiving Set-Up Fees Through 12/20 Companies with more than one employee can save up to $995 in set-up costs for a new 401(k) plan. Read more > Market Mirror Yesterday, the Dow lost 268.37 points (0.96%) to finish at 27,783.04, the NASDAQ closed 97.48 points (1.13%) lower at 8,567.99, and the S&P 500 decreased 27.11 points (0.86%) to 3,113.87. The Russell 2000 was down 16.92 points (1.04%) at 1,607.58, and the Wilshire 5000 fell 290.44 points (0.91%) to 31,735.42. The price of the 10-year Treasury note was down 4/32, increasing its yield to 1.822%. The price of the 30-year Treasury bond decreased 15/32, bringing its yield up to 2.271%.

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