| Hub International’s Ambitious Vision for the Retirement Market |
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Linking health care and wealth management; maximizing practice efficiency and cross-selling opportunities; addressing individuals’ insurance and financial wellness needs—Hub’s new retirement plan specialist advisers hope to do all of this and more.
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| 401(k) Equity Allocations Edged Higher in October |
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While trading during the month favored fixed-income funds, with the positive stock market movements, average asset allocation in equities increased from 67.1% in September to 67.3% in October.
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| SEC Issues Proxy Guidance |
| The SEC explains in considerable detail how an adviser should comply with the act when he engages third-party proxy voting firms to help conduct voting activities. Importantly, the release stresses that hiring a third party does not absolve the adviser of compliance with his fiduciary duties and obligations under Rule 206(4)-6.
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