PLANSPONSOR Weekend Newsdash
Week ending November 3rd, 2017
NOTE FROM THE EDITOR
Happy Friday readers! It has been quite a week for the retirement planning industry, with important actions taken on both tax reform and the fiduciary rule process. With so many developments, we thought it might be helpful to step back and take the 20,000-foot view of where the retirement plan advisory industry is heading. Collected below is a series of research reports and news articles offering helpful context for understanding the fast pace of change. 
Practice Management
2017 PLANADVISER National Conference Polling Insights
Presented here are the results of several dozen live polling questions fielded at the 2017 PLANADVISER National Conference, gathered during three days of highly detailed discussion of industry trends, challenges and best practices. Read more >
RIA M&As Increased 23% in the Third Quarter
Mergers and acquisitions in the RIA industry are setting new records for the fifth consecutive year. Read more >
Fiduciary Fitness: When Advisers Tout Their Own Services
The Department of Labor “fiduciary” definition delineates how to recommend an adviser who will be a fiduciary to a plan, a participant or an individual retirement account, without acting as a fiduciary himself. But what if I recommend myself and my investment strategies? Read more >
Compliance Consult: Pooling Investors' Assets
Pooling investor assets results in a number of efficiencies including significant cost savings. That said, advisers should be aware of certain considerations that arise depending on the types of investors that participate in pooled investment funds. Read more >
Number of New RIAs Grew 75% Between 2012 and 2016
RIAs established in 2016 had $55 billion in assets under management. Read more >
Inclusion, Diversity and the Noble Purpose of Advisers
The principal of financial adviser inclusion and diversity at Edward Jones reflects on her job leading the advisory company’s revamped diversity efforts—informed by her own first career as an adviser in the field. Read more >
MOST POPULAR STORIES
Tax Bill Passed By Senate Backs Off 457(b), 403(b) Plan Changes

It appears some last-minute amendments have largely removed controversial provisions from the Senate’s version of tax reform legislation that would have had a big impact on governmental 457 and nonprofit 403(b) plan sponsors.

Pass-Through Tax Reform Impact on Small Businesses May Be Mitigated via Roth

The American Retirement Association says that tax reform could be a disincentive for small businesses to offer retirement plans; however, as one reader shares, there are counter considerations having to do with Roth 401(k) options that could mitigate some of the concern.

Education on Lifetime Income Needed in Not-for-Profit Sector
In-plan lifetime income options can secure certain benefits participants may not find in retail solutions, suggests a new study by TIAA.
Congressional Democrats Continue Push on Butch Lewis Act

The legislation would take steps to provide additional anti-cutback protections for Teamsters, miners, and other unionized American workers who have paid significant sums into multiemployer pension funds.

Settlement Ends Fujitsu Lawsuit Filed Over Plan Fees, Custom TDFs

In their lawsuit, the plaintiffs called the Fujitsu plan one of the most expensive in the country and specifically called out the design and implementation of the plan’s custom target-date funds.

Editorial: Alison Cooke Mintzer alison.mintzer@strategic-i.com

Advertising: Paul Zampitella paul.zampitella@strategic-i.com

Subscribe to NewsDash, click here.
To unsubscribe, click here.
BrightScope / CIO / FWW / Global Custodian / Investor Economics / LiquidMetrix / Market Metrics / Matrix Solutions / PLANADVISER / Plan For Life / PLANSPONSOR / Simfund / The Trade