Edward Jones Latest Target of Self-Dealing ERISA Suit |
Plan officials are accused of steering participants into investments that charged improper amounts of revenue-sharing and other fees that benefitted the mutual fund partners of Edward Jones.
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SunTrust Stock-Drop Challenge Certified As Class Action |
The U.S. District Court for the Northern District of Georgia, Atlanta Division, has handed down another complicated ruling in an impressively long-lived employer stock drop lawsuit filed by employees of SunTrust Bank under the Employee Retirement Income Security Act.
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DOL Complaint Alleges Fiduciary Failures by Adviser |
A complaint filed in a Pennsylvania district court by the DOL’s Employee Benefits Security Administration alleges a list of ERISA infractions related to fees, documents, disclosures and processes by a 3(21) fiduciary firm.
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PLANADVISER National Conference Is Almost Here |
As an attendee, you will engage directly with skilled experts and leading advisers to help differentiate your message, add value for your clients and cultivate sustainable growth in an evolving regulatory environment. The networking-friendly environment allows you to connect with many of the PLANADVISER Top 100 Advisers, as well as the PLANPSONSOR Retirement Plan Advisers of the Year.
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