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August 21st, 2019 |
 | Hear Directly From the SEC at PANC 2019One of the most anticipated regulations this year was the Security and Exchange Commission’s Regulation Best Interest (Reg BI). Roberta Ufford with the SEC’s Division of Investment Management will join us to discuss Reg BI and other rules and guidance issued alongside Reg BI, including an interpretation relating to the duties of advisers under the Advisers Act, and how the new rules and guidance may affects rollovers and rollover related advice.
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Sponsored message from Charles Schwab | Participants Have The Right Mindset, But “We Still Have Work To Do” | Plan design can certainly help drive outcomes, but as an industry, we still have work to do.
Read more > | | ShareBuilder 401k Offers Discounts Ahead of Safe Harbor Deadline |
Prior to October 1, employers can get $100 or $200 off new plan set-up costs.
Read more > | | Market Mirror | Tuesday, the Dow was down 173.35 points (0.66%) at 25,962.44, the NASDAQ decreased 54.25 points (0.68%) to 7,948.56, and the S&P 500 fell 23.14 points (0.79%) to 2,900.51. The Russell 2000 closed 10.84 points (0.72%) lower at 1,498.01, and the Wilshire 5000 lost 223.12 points (0.75%) to finish at 29,715.81.
The price of the 10-year Treasury note was up 6/32, decreasing its yield to 1.551%. The price of the 30-year Treasury bond increased 1 2/32, bringing its yield down to 2.037%.
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