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| More Advisers May Be Forced to Use Model Portfolios |
| Most executives interviewed by Cerulli believe that home-office discretion will increase as “underperforming advisers are identified and persuaded to use portfolios created by the headquarters consulting group.”
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| DOL Fiduciary RFI Process Extends a Decade of Uncertainty |
| The head of retirement and investment solutions at Pershing discusses the impact that uncertainty around the fiduciary rule is having on firms and clients throughout the DC plan industry.
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| DC Plan Innovation Moves Down Market |
| Smaller plans traditionally have lagged behind large plans when it comes to embracing best practices under ERISA, but survey data shows the picture is changing.
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| 2017 PLANADVISER Adviser Value Survey |
| According to the 2017 PLANADVISER Adviser Value Survey, plans overseen by advisers are often better off. This is particularly evident when it comes to plan design and oversight—such as the use of automatic features, an investment policy statement and quarterly investment reviews.
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| Advisers’ Sales Partners |
| The DOL fiduciary regulation will make most sellers fiduciaries with respect to the sale of advisory services and private funds to ERISA accounts and IRAs, unless an exception, most likely the independent fiduciary exception, applies.
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