PLANADVISER Weekend Newsdash
Week ending July 7th, 2017
NOTE FROM THE EDITOR
Good afternoon! We are pleased to bring you our new PLANSPONSOR/PLANADVISER Weekend newsletter format. Each week we will continue to bring you the most popular articles of the week, but now our curated content will be themed. The first Friday of the month will be Plan Design & Administration / Practice Management; second Friday, Financial Wellness & Participant Education / Investing; the third Friday of each month we will bring you articles focused on Health Care and Other Benefits / Client Service; and the fourth Friday will be focused on Defined Benefit Plans / Health Care and Other Benefits. Five Fridays in a month happen only quarterly, but that week our topic will be Investing / Retirement Income & Rollovers. We hope you enjoy this new format and know you will find it helpful and informative. Happy reading!
Practice Management
Window Opens to Submit Fiduciary Rule RFI Responses
With its publication in the Federal Register, the DOL’s request for information regarding its implementation (or not) of the fiduciary rule is officially open for public comment. Read more >
Most Advisers Say They’re Handling Implementation of Fiduciary Rule Well
Some firms also report handling certain rule preparations or implementation activities poorly in some ways and well in other ways. Read more >
Top Advisers Let Tech Do the Heavy Lifting
“Advisers who embrace technology—especially solutions to more efficiently handle tedious recurring client-service tasks—are going to be the ones who scale, grow and ultimately win.” Read more >
Product Restrictions, Platform Limitations, Drive Adviser Attrition
New Cerulli Associates research identifies “pain points” at the root of advisers’ decisions to change firms—and what leadership can do to address staff concerns before losing key advisers. Read more >
Industry Leaders Aim To Increase Number of African American Advisers
Establishing scholarship funds and more carefully considering the benefits of diversity in the hiring processes are just a few of the ways an increasing number of firms say they are committed to improving industry diversity. Read more >
MOST POPULAR STORIES
Dissecting TIAA Subsidiary’s $97 Million SEC Rollover Settlement

A subsidiary of TIAA will settle conflict of interest charges related to the provision of rollover advice to employer-sponsored retirement plan participants; the development offers up some important considerations for financial services professionals.

Empower to Acquire Full-Service Retirement Business of Prudential

Empower will acquire Prudential’s DC, DB, non-qualified and rollover IRA business, in addition to its stable value and separate account investment products and platforms.

With Prudential Acquisition, Empower Aims for Growth Up to 3x Faster Than Other Recordkeepers

The CEO of the nation’s No. 2 recordkeeper says Empower’s focus will continue to be on a best-in-class user experience.

‘Secure Act 2.0’ Likely to Become a Reality

Retirement Plan Execs Confident Senate Will Pass the Bill Into Law

Talking Scale With Voya, Sterling Resources Leaders

Over the past decade, the universe of retirement plan recordkeepers has contracted from about 400 to approximately 150, with no signs of slowing. Experts say one lesson learned in this time is that not all scale is created equal.

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