| Fiduciaries of Small 401(k) Off the Hook for Excessive Fee Suit |
| That faint whooshing sound you hear is a collective sigh of relief from small-plan sponsors. A lawsuit that suggested retirement plan excessive fee suits were moving down market has been voluntarily dismissed by plaintiffs.
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| Learning from Advisers with Fast-Growing Practices |
| In years past, AssetMark has held informal strategy discussion meetings with fast-growing advisers; but starting in 2015, the firm decided to schedule official meetings with top-performing advisers, to enable them to share their ideas on how best to drive practice growth.
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| IRS Announces End to Determination Letter Program |
| Revenue Procedure 2016-37, generally effective January 1, 2017, changes the Internal Revenue Service’s determination letter program for tax-qualified individually designed plans, and changes the requirements for when plan amendments must be adopted under IRC Section 401(b).
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| J.D. Power Sees Advisers ‘In the Eye of the Storm’ |
| A confluence of generational, technological and consumer preference trends is driving a sea change in the traditional investment advisory business, according to J.D. Power researchers.
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