| LPL Retirement Leader Departure Reflects an Evolving Adviser Industry |
| There are some important implications for the future of the retirement advisory industry in the organizational history of LPL Financial’s retirement arm and its acquired businesses, particularly NRP.
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| ERISA Safe Harbor for Government-Run Plans Officially Eliminated |
| In a new final rule, the Department of Labor removed its final rules regarding the ERISA safe harbor of government-run plans for private-sector workers.
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| 401(k) Self-Dealing Suit Filed Against Waddell & Reed |
| The lawsuit says Waddell & Reed forced its own 401(k) plan participants to choose among an investment lineup almost exclusively made up of funds managed by the company or its affiliates.
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| More Prefer Risk Protection Over Portfolio Growth |
| Even while advisers have placed attention on the need for aggressive investing to meet expanding lifetime income needs, investors continue to choose security.
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