| An IPS Is Not Required |
| There is widespread agreement that having an investment policy statement is a best practice under ERISA, and the overwhelming majority of 401(k) plan sponsors have an IPS in place—if for no other reason than the practical one that, if the DOL audits a plan, one of the first documents it will request is the plan’s IPS.
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| Sponsors Seeking Advisers with CIT, ESG Expertise |
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Many retirement plan participants want to deploy their values in their portfolios, as do portfolio managers; advisers can help make this happen.
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| Tackling the Industry’s Diversity and Inclusion Problem |
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Even though African Americans make up about 13% of the United States population, the U.S. Bureau of Labor Statistics reports this group accounts for only about 7.6% of financial services professionals.
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