| 'Fiduciary' vs. 'Suitability' |
| David Kaleda, principal in the fiduciary responsibility practice group at the Groom Law Group in Washington, explains the key similarities and differences between “fiduciary” and “suitability” standards in investment and employee benefits law.
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| Penalties for Failure to Provide Notices for DB Plans Increasing |
| The Pension Benefit Guaranty Corporation is amending its regulations to adjust the penalties provided for in sections 4071 and 4302 of the Employee Retirement Income Security Act.
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| SPARK Plans Data Security Certification for Recordkeepers |
| “I think having the certification will be a requirement in RFP searches. It will streamline our RFP process,” predicts Mike Volo, senior partner at Cammack Retirement Group.
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| Top 100 Retirement Plan Advisers Featured Profile |
| Mariner Retirement Advisors, recognized in the small team category, works to empower plan sponsors with retirement solutions that lead employees down a path toward financial freedom, ultimately benefitting both the employer and the employee.
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