Still a Chance for Tax Changes to Retirement Plans |
There is still a real chance of disruptive proposals from the Trump administration and for discussions in Congress about moving to all after-tax contributions to retirement accounts to come to fruition.
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Thinking Efficiently About Small and Micro Plans |
Ask several advisers what the definition of a small retirement plan is and you will get different answers, but everyone agrees that efficiency is crucial when serving this marketplace.
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Experts Foresee Lower Returns Across Asset Classes |
They are telling investors, young and old, to get their portfolios in order now—not in the throes of the next recession.
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FINRA and SEC Announce Compliance Forum for B/Ds |
Registration is open for the program, which is designed to provide an “open forum for regulators and industry professionals, including compliance, audit, and other senior personnel of broker/dealer firms and branch offices, to discuss current compliance practices and promote an effective compliance structure for the protection of investors.”
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