| BP Deepwater Stock Drop Suit Gets DOL and SEC Consideration |
| The complicated litigation Whitley v. BP PLC is just the latest stock drop case to be impacted by the big-ticket Supreme Court decision in Dudenhoeffer v. Fifth Third Bancorp—this one earning “friend of the court briefs” from both DOL and SEC.
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| Financial Elder Abuse on Advisers’ Radar |
| Eighty percent of retirement income planning professionals are concerned about protecting their clients from financial elder abuse, according to a survey by The American College of Financial Services. In fact, of all of retirement advisers’ ethical concerns, this is the leading worry.
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| The New Fiduciary Rule and Revenue Sharing |
| Experienced ERISA attorneys Fred Reish and Joan Neri explore the latest thinking on how to avoid prohibited transactions by offsetting revenue-sharing payments against recordkeeping fees.
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| Alternatives in TDFs |
| When it comes to adding alternatives within target-date funds—or other employer-sponsored retirement planning contexts—the aim is usually greater diversification.
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