| FINRA Signals Coming Update to Membership Rules |
| FINRA highlights the success of its recent compliance efforts in a new report, while signaling the beginning of a process to modernize and update its membership application program.
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| Compensation Can Confuse Safe Harbor Plan Nondiscrimination Testing |
| A report by Daniel Schwallie, an attorney with Aon Hewitt’s Retirement Legal Consulting & Compliance practice, offers a guide for safe harbor plan nondiscrimination testing.
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| Processing Inactive Participants |
| How a plan handles administrative fees often influences whether a sponsor prefers retirees keep their money in the plan or take a distribution, says Grant Arends, president of consulting services at Alliance Benefit Group Financial Services Corp.
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| Guiding Your Business’s Growth |
| No matter the size of your firm, if you are thinking about expanding, you face the same basic questions: Is it time to expand? Can you afford to expand? And, if so, how do you proceed?
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