Newsdash Insight on Plan Design & Investment Strategy from PLANSPONSOR
March 14th, 2016
FINRA Signals Coming Update to Membership Rules
FINRA highlights the success of its recent compliance efforts in a new report, while signaling the beginning of a process to modernize and update its membership application program. Read more >
Compensation Can Confuse Safe Harbor Plan Nondiscrimination Testing
A report by Daniel Schwallie, an attorney with Aon Hewitt’s Retirement Legal Consulting & Compliance practice, offers a guide for safe harbor plan nondiscrimination testing. Read more >
Processing Inactive Participants
How a plan handles administrative fees often influences whether a sponsor prefers retirees keep their money in the plan or take a distribution, says Grant Arends, president of consulting services at Alliance Benefit Group Financial Services Corp. Read more >
Guiding Your Business’s Growth
No matter the size of your firm, if you are thinking about expanding, you face the same basic questions: Is it time to expand? Can you afford to expand? And, if so, how do you proceed? Read more >
Plaintiffs Firms Must Pay $1.5 Million for ‘Reckless’ Litigation
More TDF Underperformance ERISA Lawsuits Filed
Dover Corporation Faces ERISA Suit Over Managed Account Fees
The Future of Work in the Investment Industry
A Reminder to Avoid Fraudulent Hardship Withdrawals
Sponsored message from LPL FINANCIAL
LPL Financial – Kathleen Kelly
Financial advisor Kathleen Kelly’s strong partnership with LPL has helped her grow her practice working to optimize retirement plans for her clients. Click here to learn more.  Read more >
The PLANADVISER Retirement Plan Adviser Survey
Selecting a retirement plan’s investment lineup is frequently the job of the adviser or consultant working with the plan sponsor. Get the latest information on what your peers are recommending.  Read more >
Retirement Industry People Moves
People on the move at Mutual of America Life Insurance Company, Pentegra Retirement Services, Beacon Pointe Advisors, TIAA and Pentegra Retirement Services. Read more >
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