| Many Advisers With Misconduct Records Are Rehired |
| Using the disciplinary records of 1.2 million financial advisers in FINRA’s BrokerCheck database between 2005 and 2015, researchers found that 7% of advisers had misconduct records, and 50% of those with a misconduct record were fired.
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| Revenue-Sharing Payments for Fiduciaries |
| ERISA attorneys weigh in on thorny adviser FAQs, such as what’s allowed under ERISA when a fiduciary investment adviser who receives an advisory fee for services also owns a company that provides recordkeeping services to ERISA plans.
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| Confronting Health Care Cost Fears With Hard Data |
| The 2016 Guide to Retirement from JP Morgan Asset Management provides a range of insights about the financial challenges individuals should expect in retirement, including hard figures on Medicare premiums, long-term care costs and other critical aspects of retiree health care.
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| Retirement Seems Like Distant Dream to Most Gen Xers |
| Generation X’s skepticism about retirement may be warranted, according to a report from the Insured Retirement Institute. More than one-third of this age group has nothing set aside for retirement.
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