February 23rd, 2016

Chevron Accused of Not Using Negotiating Power for 401(k) Fees The lawsuit also questions Chevron’s failure to use a stable value fund, collective trusts or separate accounts. Read more > FINRA Turns Up the Heat on Broker/Dealer Values Firm culture has a profound impact on investor outcomes and market integrity, according FINRA, which will be asking broker/dealers to define and strengthen their firms’ ethical business practices. Read more > More Men Than Women Report Saving Progress The ninth annual America Saves Week survey has found that only 40% of U.S. households report good or excellent progress in “meeting their savings needs.” Read more > Take Care With Rollovers and Disclosure Requirements A white paper takes a look at how business models and strategies might change under the DOL’s fiduciary rule. Read more > MOST READ ARTICLES

Sponsored message from GuideSpark BROKERS & ADVISORS: Be Wildly Successful this Open Enrollment! Cost-effective communications solution to educate & engage your client’s employees · Reduce time and stress, for you & your clients · Learn best practices: Free webinar · Register now.  Read more > RJR Sufficiently Proved Reason for 401(k) Stock Split A federal court has found that RJR proved a prudent fiduciary would have removed Nabisco stock from its 401(k) plan. Read more > NextCapital Expands Advice Channels NextCapital, a digital advice firm, and Pershing LLC, a BNY Mellon company, announced an agreement to enable scalable personal advice delivery for large financial institutions. Read more > Fiduciary Standards for ESG Funds The rules governing ESG investing— environmental, social and governance factors—tighten and loosen, putting fiduciaries in a difficult position whenever the rules change, as they recently have. Read more > Paragon Alliance Unveils New Website A Pennsylvania TPA, the Paragon Alliance Group, has rolled out a website with enhancements to make its website more mobile-friendly. Read more >

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