| Oracle Fails to Get 401(k) Excessive Fee Suit Dismissed |
| A judge concluded that the legal and factual merits of plaintiffs’ claims are better resolved on a fuller factual record, either in the context of a motion for summary judgment or at trial.
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| Dodd-Frank Repeal Battle Parallels Fiduciary Fight |
| Federal agencies and initiatives carry significant momentum and must be redirected carefully, but forcefully, by any incoming president.
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| A TDF With Income in Mind |
| Income-oriented portfolios with significant allocations to assets such as REITs, high-yield bonds, preferred stocks and non-U.S. developed stocks may help investors meet the challenge of producing retirement income with less reliance on their savings.
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| Advisers and Clients Must Discuss Risk Together |
| “I understand that many advisers don’t want to potentially scare their clients with talk about possible volatility in the market. But, if an adviser has a conversation about a crash now, in the light of calm markets, they can have a very rational discussion of why it is important to take that risk.”
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