| Parties Agree to Settlement in New York Life Self-Dealing Suit |
| The insurance company will pay $3 million to a settlement fund.
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| Opportunities Exist for Recordkeepers to Maintain and Gain Assets |
| However, the motivation for moving outside assets or DC plan assets to the provider varies, so recordkeepers should tailor their communications to different groups.
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| Everplans Network Amplifier Focuses on Growth and AUM Retention |
| According to recent research conducted for Everplans by Cerulli Associates, 93% of advisers believe they will retain the assets of heirs when their primary client dies, yet 85% of children fire the financial adviser after their parent dies.
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| Investors Pour Money Into Mutual Funds and ETPs in January |
| Passive strategies continued to lead demand.
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