| TIAA Loan Practices Questioned in Latest ERISA Lawsuit |
| A participant who drew four loans from a retirement account over the years argues her provider inappropriately kept portions of interest payments that should have been credited back to her account.
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| Setting Confusion Aside, Firms Act on Fiduciary Reform |
| The latest results of the Fidelity Advisor Investment Pulse survey show advisers continue to focus on implementation of new fiduciary controls across different elements of their practices.
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| Navigating Fiduciary Uncertainty |
| Even for firms that decide to maintain their old business models, technical compliance does not ensure client satisfaction. It is unclear what the future holds for fiduciary rule reforms, but clients will have their own expectations, whatever happens in Washington at the DOL.
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| Succession Planning Essential for Long-Term Advisory Growth |
| Of business owners who have a business succession plan in place, less than half have discussed their plan with a lawyer or a financial adviser, underscoring opportunity for providers in this space. Critically, many small business owners who have not discussed their succession plan with a lawyer or financial adviser say they have not done so because they do not think it is necessary.
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