| DOL FAQ Delves Into Investor Rights Regarding Advice |
| Flat-fee models clearly favored by the DOL for being perceived as less conflicted will have a competitive edge in the new fiduciary future.
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| SEC Names Retirement Investments Among 2017 Exam Priorities |
| Among the topline priorities for the Securities and Exchange Commission’s examination staff during 2017 will be “the services provided by public pension advisers” and an “expanding focus on senior investors and individuals investing for retirement.”
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| Firm Accused of Failing to Forward Employee Retirement Plan Contributions |
| The DOL has filed a lawsuit seeking $82,000 to restore retirement and health plan contributions, plus interest.
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| Possibility DB Funded Status Could Improve in 2017 |
| “If interest rates continue to climb, the funded ratio could make some major gains,” says Zorast Wadia, at Milliman.
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