Newsdash Insight on Plan Design & Investment Strategy from PLANSPONSOR
January 17th, 2017
DOL FAQ Delves Into Investor Rights Regarding Advice
Flat-fee models clearly favored by the DOL for being perceived as less conflicted will have a competitive edge in the new fiduciary future. Read more >
SEC Names Retirement Investments Among 2017 Exam Priorities
Among the topline priorities for the Securities and Exchange Commission’s examination staff during 2017 will be “the services provided by public pension advisers” and an “expanding focus on senior investors and individuals investing for retirement.” Read more >
Firm Accused of Failing to Forward Employee Retirement Plan Contributions
The DOL has filed a lawsuit seeking $82,000 to restore retirement and health plan contributions, plus interest. Read more >
Possibility DB Funded Status Could Improve in 2017
“If interest rates continue to climb, the funded ratio could make some major gains,” says Zorast Wadia, at Milliman. Read more >
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2018 PLANADVISER National Conference
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Two Key Themes for DC Plans
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Church Failed to Provide Retirement Benefits to Former Employees
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DISRUPTION: Time to Consider an OCIO for DC Plans?
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Partnership Offers Advisers Chance to Build 401(k) Business
Sponsored message from T. ROWE PRICE
Visit the DC Advisor Solutions & Tools Center to access Financial Wellness resources.
Sponsored by T. Rowe Price Read more >
401(k) Plans Have Concerns About Guaranteed Income Products
Concerns expressed in a survey included fiduciary exposure, high costs and operational hurdles such as recordkeeping issues, among other things. Read more >
Retirement Industry Moves
Morningstar Expands Executive Leadership Team; Mercer Advisors Acquires Novos Planning Associates; FPA and T. Rowe Price Launch Active Management Educational Initiative; and more.   Read more >

Editorial: Alison Cooke Mintzer alison.mintzer@strategic-i.com

Advertising: Paul Zampitella paul.zampitella@strategic-i.com

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