| Court Relieves JP Morgan of Stock Drop Claims |
| A lawsuit brought by participants in JP Morgan’s 401(k) plan alleging imprudence in keeping company stock in the plan was dismissed under the new Supreme Court standard.
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| State Street Will Pay $12M in Pay-to-Play Case |
| A former State Street executive and State Street Bank have consented to SEC orders without admitting or denying guilt.
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| Retirement Plan Industry Could Use a Little Zen |
| From customer interactions to back-end technologies to the most fundamental fiduciary regulations and compliance activities, very little in the defined contribution industry looks like it did back in the 1970s or ’80s—or even the ‘90s or 2000s.
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| Spreading the Word |
| While many retirement plan advisers rely strictly on referrals to grow their business, others turn to marketing either to attract new plan sponsor clients or to create greater brand awareness.
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