Clients Will See Little Effect from SEC Liquidity Risk Efforts |
John Hollyer with Vanguard sees the SEC’s new efforts having a minimal effect on retirement plan investors, but it’s still key for plan officials to understand what’s going to change in the markets.
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IRS Guidance Shows Anticipation of Pre-Approved 403(b) Plans |
In the guidance, the IRS says a section has been added to note that opinion and advisory letters will be issued to 403(b) pre-approved plans and provide information regarding the process in obtaining such letters.
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Social Media Attitudes Shifting Among Advisers |
As financial services companies enter the new year, LIMRA finds their use of social media is rapidly shifting to include more business development. One adviser pegs 90% of recent AUM growth to social media presence.
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PBGC Releases Modified Reportable Events Forms and Instructions |
PBGC’s regulation on reportable events and large cumulative funding underpayments describes the events and notice requirements in detail.
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