| SEC Offers Guidance on DOL Fiduciary Rule Compliance |
| Since the DOL conflict of interest rule’s publication, mutual fund providers and their adviser-intermediaries have also been asking the SEC extensive questions about sales loads, fee schedules, etc.
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| Prudent Default Can Include Lifetime Income Elements: DOL |
| An investment with lifetime income elements can be a prudent default investment option in DC plans, even if not a QDIA, the DOL said in an information letter.
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| DC Plan Sponsors See Reason for Caution in ESG |
| Retirement plan advisers expect a steady stream of new ESG/SRI investment products in 2017, but it is less clear that sponsor clients are interested.
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| ETFs Find DC Entry via TDFs |
| Seventeen TDF providers leverage exchange-traded funds as underlying investments.
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