Products March 30, 2010
National Financial Adds Tools to Help Manage Client Tasks
National Financial said it has made enhancements to its online service technology resources to help brokers and advisers better initiate and manage service requests.
Reported by PLANADVISER Staff
The new resources include streamlined account set-up and transfer of assets capabilities, e-notification of customer statements and trade confirmations, and enhancements to National Financial’s Service Center, the online platform for managing service requests.
National Financial, the broker/dealer arm of Fidelity Investments, said the enhancements to its Service Center are designed to automate various service requests, including prioritized time-sensitive updates, actionable response instructions and secure alerts via e-mail or mobile devices.
You Might Also Like:
Broker/Dealers Will Be Required by SEC Rule to Disclose More Information on Execution Quality
Rule amendments finalized this week will require broker/dealers to share more information on the quality of stock order executions and...
New SEC Rule Will Require Major Liquidity Providers to Register as Dealers
The targets of the rule likely include major hedge funds trading in government securities as buyers and sellers.
FINRA Proposal Would Allow Broker/Dealers to Use Projected Performance in Marketing to Retirement Plans
The new rule would permit brokers to use projected performance in communications about qualified retirement plan investing.