August 31, 2017
Indication of Second DOL Fiduciary Rule and BICE Delay Emerges
The Department of Labor and the White House have seemingly agreed to extend the applicability date of the full fiduciary rule and its accompanying exemptions by another year.
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Court Certifies Class in BB&T Self-Dealing Lawsuit
The case is a consolidation of two lawsuits alleging BB&T breached ERISA by favoring its own proprietary investment options and recordkeeping services in its retirement plans at the expense of performance.
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J.P. Morgan Retirement Link Sales Head Dissects Advisory Industry Progress
Charlie Cote, head of Retirement Link Sales at J.P. Morgan Asset Management, reflects on two decades of working with defined contribution retirement plan investors.
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Gig Economy Leaves Some Workers Financially Vulnerable
Significantly fewer “gig only” workers have assets in an employer-sponsored retirement plan (16%) than their full-time counterparts (52%). Twenty-five percent of “gig plus” workers have assets in an employer-sponsored retirement plan, likely from their traditional, non-gig work.
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MOST READ ARTICLES
1
COMPLIANCE
DST Systems and Ruane Advisory Named in ERISA Suit
2
COMPLIANCE
The Right Course What Can 403b Plan Sponsors Learn from Litigation
3
PRACTICE MANAGEMENT
Cybersecurity Must Be C-Suite Concern at RIAs Brokers and Managers
4
COMPLIANCE
SEC Accuses 403b Plan Advisory Firm of Conflicts-of-Interest
SPONSORED MESSAGE FROM MetLife
Growth of Stable Value From MetLife
Click to see Video.
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Nevada's New Standard
Nevada’s new requirements may prove challenging for firms with advisers in multiple states including Nevada. Such firms will have to properly identify those advisers who provide investment advice in Nevada and then possibly apply a compliance program that is different than that which would be applied in other states or under federal law.
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Millennials Want Investments That Change Theirs' and Others' Lives
A survey from Capital Group also found 80% of Millennials believe all employers should be expected to provide a retirement savings option.
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Editorial: Alison Cooke Mintzer alison.mintzer@strategic-i.com
Advertising: Paul Zampitella paul.zampitella@strategic-i.com
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