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Retirement Income Options a Win-Win for Sponsors and Participants


July 18, 2012 --- A sometimes-overlooked option for retirement income in defined contribution (DC) plans can help keep participants from outliving their retirement savings, sources said. ---

Participants who rely on average life expectancy in their planning could face a shortfall in retirement income. “The problem with averages is, it’s OK if you’re the average Joe or less-than-the-average Joe in the situation, but if you live too long or longer than planned, and you run out of money, that’s not a good position to be in,” Srinivas D. Reddysenior vice president, Institutional Income at Prudential, told PLANADVISER.

To make sure retirees can match income with expenses, retirement income options allow participants to think in monthly terms. In this sense, they resemble defined benefit (DB) plans—“old school pensions”—that many companies can no longer afford, said Jason Chepenik, a managing partner of Chepenik Financial. They can, in fact, save plan sponsors money.

Reddy said that participants who do not save adequately for retirement might work longer. With older employees on the books, companies will face expensive payroll and health care expenses.

This raises the question: why don’t plan sponsors offer these options?

Reddy said he sees plan sponsors make statements like, “Well, I don’t want to be first”; “no one’s asking me for it”; and “I’m not sure what my liability is in the future if I do have it.”

Chepenik echoed their legal concern. “It’s a litigious society,” he told PLANADVISER. “Especially the 401(k) world today there’s much more focus on not making a mistake, and if you follow the past, it’s harder to make a mistake. If you do your own thing, you get called out for it.”

 

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