LPL Financial Platform Adds Riverfront Investment Group >
July 28, 2008 -- Riverfront Investment Group, LLC, a registered investment adviser (RIA), has been added to LPL Financial’s consulting services platform.
Otto Launches New RIA >
July 28, 2008 -- Al Otto, who recently departed White Horse Advisors, has launched a new firm.
AllianceBernstein Manager for Vanguard Growth Offerings Replaced >
July 25, 2008 -- Vanguard appointed new portfolio managers to the AllianceBernstein L.P. portions of the $4.8 billion Vanguard U.S. Growth Fund and the $314 million Growth Portfolio of the Vanguard Variable Insurance Fund.
Sentinel Fills Sales Management Positions >
July 25, 2008 -- Sentinel Investments, the investment management arm of National Life Group, said it has filled several key roles in its distribution channel.
Schwab Names Bettinger as CEO >
July 23, 2008 -- The Charles Schwab Corporation has tapped Walter W. Bettinger II as its new CEO effective October 1, the company said.
Lincoln Reorganizes Employer, Individual Markets >
July 21, 2008 -- Lincoln Financial Groups realigned its Employer Markets and Individual Markets divisions into two new divisions: Retirement Solutions and Insurance Solutions.
PSA Acquires Alliance Benefit Group Office >
July 21, 2008 -- PSA Insurance&Financial Services acquired the Baltimore office of Alliance Benefit Group Mid-Atlantic (ABG), the company said.
RESOURCES for Retirement Hires Investment Analyst >
July 21, 2008 -- RESOURCES for Retirement, a plan advisory and consulting firm, brought on Abraham Nel to provide plan investment analytics to its expanding client base, the company said.
M Financial Group Firm Leaves Wachovia >
July 18, 2008 -- M Financial Group today reintroduced Barry, Evans, Josephs&Snipes as its member firm.
Principal, CIMB Create Islamic Asset Management Firm >
July 17, 2008 -- The Principal Financial Group and CIMB Group today launched The CIMB-Principal Islamic Asset Management Sdn Bhd.