LPL Financial

LPL Financial was founded with a pioneering vision-to help entrepreneurs establish successful businesses through which they could offer truly independent financial guidance and advice. Today, LPL Financial is one of the nation's leading diversified financial services companies and the #1 independent broker/dealer supporting more than 11,000 financial advisors nationwide^* and $233.9 billion in total assets under management (as of 12/31/2008).

We are proud to offer a robust environment dedicated to Retirement professionals that includes:

• Our innovative Retirement Plan Consulting Program, which allows for fee-based Plan-level consulting to 401(k) sponsors and includes fund selection recommendations and monitoring, employee education and enrollment meetings, vendor and fee analysis
• Leading resources to aid you in supporting 401(k) Plans, SEP IRAs, SIMPLE IRAs and Qualified Plans
• Tailored service and training that spans the spectrum of retirement solutions
• A dedicated 401(k) Consulting Group

LPL Financial is committed to being an enabling business partner that always places your success as our top priority.

**Based on Investment News, May 2009, Top Broker/Dealers by Reps Producing Over $100,000 & Top Independent B/D Ranked by Gross Revenue

Contact Info:
Bruce Harrington
Senior Vice President, Retirement Solutions
858.450.4606, ext. 4570
Bruce.Harrington@lpl.com
www.joinlpl.com

 National Retirement Partners

 National Retirement Partners is a respected leader in the retirement plan industry. Built by advisors for advisors, NRP is dedicated to building the largest network of independent advisors who deliver superior products and services to retirement plan sponsors and participants, and comprehensive financial services to high net worth individuals.

NRP's value proposition is to provide retirement-focused advisors with the specialized support, tools and services they need to exceed client expectations and strategically grow their practices. Made stronger through their association with NRP and each other, our member firms have a unique competitive advantage distinguished by the opportunity to join forces and share insights with other leading retirement plan professionals. Through NRP's subsidiaries, NRP Financial and NRP Advisors, advisors also have access to a broker-dealer and RIA that specialize in retirement plans and wealth management and understand the changing financial and regulatory environment and needs of advisors and their clients

Contact Info:
Stacy Marks
Human Resources Manager
National Retirement Partners
33272 Valle Rd, Suite 100
San Juan Capistrano, CA
888-899-4015 ext 115
www.n-r-p.com

Raymond James 

 Raymond James is changing the way financial advisors work. By providing the two things they need most - the resources to build a strong practice and the independence to make their own decisions - we're placing the power to deliver superior advice and services directly in advisors' hands.

At Raymond James:

• You and your clients enjoy our award-winning support on all types of retirement plans, from individual to corporate
• You have access to marketing materials such as brochures and pre-packaged seminar kits covering various retirement plan topics or work with our in-house agency to customize your own
• You can utilize our proprietary financial planning software to illustrate asset allocation, needs analysis, cash flow schedules and various calculators
• You choose how you affiliate. You own your book of business. You run your practice your way. You share in the strength of Raymond James.

Contact Info:
Raymond James Financial Inc.
880 Carillon Parkway
St. Petersburg, FL 33716
Toll-free 866-990-6333
advisorchoice@raymondjames.com
www.advisorchoice.com

SII Investments, Inc. 

SII Investments, Inc. (SII) is an independent broker/dealer celebrating more than 40 years of excellence in financial services. In an industry where the only constant is change, SII remains true to its core principles:

Service
Employees believe their work not only contributes to their personal growth and development, but also to the enhancement of our representatives' practices, the success of the firm, and the advancement of the industry as a whole.

Innovation
SII seeks and incorporates suggestions from representatives into systems and processes. This allows for practical solutions tailored to the needs of advisors.

Integrity
Our commitment to thorough due diligence and ethical practices has led us to the top of the broker-dealer community. We take great pride in our culture - hard work and attention to detail served with Midwestern warmth and sincerity day-in, day-out.

For more information please contact:
Steve Van Domelen
Regional AVP, New Business Development
SII Investments, Inc.
5555 Grande Market Drive
Appleton, WI 54913
800 -DIAL-SII(342-5744)

UBS Financial Services, Inc. 

With the resources available at UBS, Financial Advisors offer their corporate clients programs and services to help manage the complexities of retirement plan selection and administration.

Our product and service offerings include:

• Information and tools on 401(k) plans, SEP IRAs, SIMPLE IRAs, and Qualified Plans.
• Assisting corporations with:
  • identifying retirement plan program needs
  • program provider search, including due diligence in selecting plan providers
  • plan program implementation
  • participant education
  • plan investment options review
• UBS Select, our brokerage program for qualified plans not custodied at UBS, allows access to over 30 leading program providers that offer a wide range of investment options.
• DC Advisory (DCA), our advisory program designed for defined contribution retirement plans, includes three primary services: provider search, investment consulting with fiduciary acknowledgement and employee education consulting.

For more information please contact:
Patrick Oberlander
Director of Corporate Retirement Plans
UBS Financial Services Inc.
1200 Harbor Boulevard
Weehawken, N 07086
201-352-3812
patrick.oberlander@ubs.com

For more information on UBS Retirement Plans:
http://financialservicesinc.ubs.com/wealth/BusinessServices/EmployeeRetirementPlans.html